Guggenheim Active Allocation Fund
Built from real-time financials, refreshed daily. For a full Analyst Grade with bull/bear case, price targets, and qualitative risk analysis, generate a GUG research report →
Price Chart
About the company
The Guggenheim Active Allocation Fund, a closed-end investment management firm, was established on May 20, 2021, and is based in Chicago, Illinois.
- CEO
- Brian Edward Binder
- IPO
- 2021
- HQ
- Chicago, IL, US
Get TickerSpark's AI analysis on GUG
Create an account to generate AI analysis on any ticker — technical setup, analyst consensus, earnings watch, insider pulse, financial health, and peer context. Ready in about a minute.
Get Pro Access →Already have an account? Log in
Similar companies
Peers in the same neighborhood.
- Market Cap
- $459.41M
- P/E
- 0.00
- PEG
- 0.00
- P/S
- 7.30
- P/B
- 0.00
- EV/EBITDA
- 11.66
- Div Yield
- 10.23%
- Gross Margin
- 87.73%
- Op Margin
- 86.53%
- Net Margin
- 86.53%
- ROE
- 9.97%
- ROIC
- 7.48%
Latest fiscal year · YoY change
- Revenue
- $62.95M+9.3%
- Gross Profit
- $55.22M+17.6%
- Op Income
- $54.47M
- Net Income
- $54.47M+18.6%
- EPS
- $0.00+0.0%
- OCF Growth
- +61.9%
- FCF Growth
- +61.9%
- 52W High
- $16.46
- 52W Low
- $13.65
- 50D MA
- $14.84
- 200D MA
- $15.51
- Beta
- 0.78
- RSI (14)
- 39
- Avg Volume
- 118.01K
No earnings-call transcripts are available for GUG yet.
- Free Float
- 0.0%
- Shares Outstanding
- 32.98M
- Float Shares
- 0
of shares held by institutions
46 13F filers
Buy/sell ratio 0.00. Sells can include pre-scheduled 10b5-1 plan sales, not just discretionary selling.
Top institutional holders
Largest 13F positions, with quarter-over-quarter change.
| Holder | Shares | Δ Quarter |
|---|---|---|
| Morgan Stanley | 2.87M | ▲ 27.15K |
| Bank Of America Corp | 960.15K | ▲ 45.18K |
| Guggenheim Capital LLC | 950.00K | 0 |
| Cohen & Steers, Inc. | 863.15K | ▲ 15.00K |
| Atlas Wealth LLC | 848.50K | ▲ 848.50K |
| Advisors Asset Management, Inc. | 801.54K | ▼ 2.81K |
| Raymond James Financial Inc | 781.05K | ▲ 72.09K |
| Baird Financial Group, Inc. | 676.91K | ▼ 53.39K |
| Wells Fargo & Company/Mn | 665.64K | ▲ 369.05K |
| Royal Bank Of Canada | 498.06K | ▼ 1.95K |
| Pathstone Holdings, LLC | 371.09K | ▼ 517.78K |
| Steward Partners Investment Advisory, LLC | 174.92K | ▲ 24.80K |
Held by 1 ETFs
Biggest fund positions in GUG by dollar value.
Recent insider transactions
Who's buying, who's selling, and how much.
| Date | Insider | Type | Shares |
|---|---|---|---|
| Mar 6, 26 | Barnes Randall C | sell | 3,000 |
| Dec 18, 25 | NYBERG RONALD | buy | 321 |
| May 5, 25 | NYBERG RONALD | buy | 1,305 |
| Apr 1, 25 | TOUPIN RONALD E JR | buy | 1,500 |
| Nov 21, 24 | Miller Elisabeth | other | 0 |
| Oct 3, 24 | Barnes Randall C | sell | 500 |
| Sep 3, 24 | Brock-Kyle Angela | buy | 0.433 |
| Sep 3, 24 | Brock-Kyle Angela | buy | 2 |
| Sep 3, 24 | Brock-Kyle Angela | buy | 907 |
| Apr 1, 24 | TOUPIN RONALD E JR | buy | 194 |
A “Sell” may be a pre-scheduled 10b5-1 plan sale rather than a discretionary decision — read insider selling with that in mind.
Our GUG coverage
Recent articles, reports, and earnings notes.
No research on GUG yet
For a full analyst-grade research report — grades, price targets, financials, chart analysis — generate one on demand.
Generate GUG report →GUG: A Decent Fund, But Bond Risks Weigh On It
seekingalpha.com · Aug 29
GUG: Worried About Inflation? Try Active Short Duration Bonds
etftrends.com · Jul 13
Guggenheim Investments Announces June 2026 Closed-End Fund Distributions
globenewswire.com · Jun 1
GUG: Heavy Fixed-Income Exposure With Monthly Pay
seekingalpha.com · May 21
Guggenheim Investments Announces May 2026 Closed-End Fund Distributions
globenewswire.com · May 1
Guggenheim Investments Announces March 2026 Closed-End Fund Distributions
globenewswire.com · Mar 2
Gungnir Resources Inc. Announces Management And Board Changes
accessnewswire.com · Feb 9
Guggenheim Investments Announces February 2026 Closed-End Fund Distributions
globenewswire.com · Feb 2
Headlines from third-party outlets — TickerSpark isn't affiliated with these sources.